Use Cases for Ethics & Compliance Programs

This article explores how compliance professionals can harness generative artificial intelligence (Gen AI) to enhance ethics & compliance programs. It outlines practical applications of Gen AI across all hallmarks of an effective compliance program, including risk management, governance, training, communications, investigations, and third-party management. The article also distinguishes between use cases suitable for in-house development using enterprise AI tools and those that may require third-party solutions (examples of such providers are identified).

By listing these various use cases, we are not recommending you implement them all. Moreover, reading this may spark other ideas, and we would love to hear about them! We intend to update this article as we learn about new Gen AI use cases. If you would like to contribute a new use case scenario, please send details using the feedback button below.